Friday, January 22, 2021

Why We Sleep: Unlocking the Power of Sleep and Dreams - Matthew Walker, PhD (2017)

There are few things I find more disgusting than an employer that expects their employee to sign their entire life over to the enterprise, who respects quantity of hours over quality of work. This is an especially virulent attitude in the legal industry, depending as it does on the billable hour, which is padded and unreasonably inflated to cover the overhead of failing, or deceptive organizations, which most law firms (and corporations generally) are. It is not a good idea to inquire about work-life balance in an interview because the employer will automatically single you out as a lazy worker, a slacker, and eliminate you from the candidate pool.  

I often have such thoughts while thinking about this most recent iteration of the "9-5 experience" and the lack of good jobs open to me, yet what would an employer think--if upon asking a candidate about their hobbies and interests, what they liked to do in their free time--the candidate answered "sleep?" 

They should love that, because many employers think it is reasonable to expect their worker to stay until 9 PM, go home, have something to eat, and go to bed by midnight, get a full 8 hours of sleep, and get back to the office by 9 the next morning. Many people think it is normal to expect to work more than 40 hours a week. Many people will think you are weak if you only want to work 40 hours a week. And okay, I'll admit, 50 hours a week is not totally unreasonable. 60 hours a week, though, should not be the standard, unless one lives (and sleeps) at the office. They should also love that, because a well-rested worker is the best and most efficient type of worker. A worker that is forever living in a sleep deficit will suffer impairments in memory and retention, reaction time, recovery time, and a variety of other bodily issues and functions. But they probably want someone that sleeps as little as they do, that stays in the office until 4 AM trying to finish some very important filing right at the deadline, never mind about their mental and physical health. And they certainly would never encourage napping at work.  

It is just these sorts of misaligned expectations which have made life intolerable for many of us. I cannot tell you how many nights I suffered insomnia that was heightened by the anxiety that comes with needing to be up by 6:00, or 6:30, or 7. My solution was to get zolpidem tartrate (ambien), so I could fall asleep as quickly as possible. After about five or six years of this, I got off it, because eventually, I couldn't sleep without it.

Why We Sleep recognizes the insanity of this situation, and what many other classes of individuals must also face: unrealistic expectations about the number of hours a human being may work healthily. Why We Sleep hones in on this issue near its ending, when discussing required, consecutive shifts by medical residents, generally at 30-hour stretches. Sometimes they are able to sleep, and sometimes they may work 16 hours or more straight. After dissecting an array of research studies, Walker proposes a maximum 12 hour day for medical residents (and one presumes, all workers). While he sometimes comes off as the nutty scientist who just loves sleep and everything about it, no sane person could disagree with his manifold assertions, bolstered as they are by powerful and persuasive evidence. 

And yet that is my only problem with this book. For all of its revelatory observations, validations, discoveries and reflections, I would say approximately 50% of it involves analyses of sleep studies, and of course, 95%+ of them validate the authors' hypotheses. As I passed the halfway point, I began to skim through such sections and paragraphs--no matter how Walker attempts to enliven such dry stretches of scientific writing, the prose is clinical; this may be unavoidable when discussing highly specific and discrete experiments. Apart from that, the book is a total pleasure, and even with the caveat of dreaded "science" in a book of prose, it should be essential reading, particularly for those that say things like "I'll sleep when I'm dead," or "sleep is for the weak," or even "I'm fine on 6 hours of sleep."

The fact is, the less you sleep, the sooner you die. You're more likely to develop cancer, cardiovascular disease, or other illnesses and ailments if you lack sufficient sleep. The longer you sleep, the longer you live. That may sound like a dumb oversimplification, but Walker provides mountains of evidence in support of this fact-- almost too much. While as noted, 50% of the prose is deadened, the other 50% is vibrant, humorous and profound.  

Now then, I came to this book in the autumn of 2019, after seeing a clip of Thom Yorke on a Late Night talk show. He said that he had been reading Why We Sleep, and after hearing just a couple things he said about the book, I decided I had to read it. So I took it out of the library, read through a bit of it, and decided that it was a book to own rather than borrow. So I got it for Christmas, and more than a year later, here we are. That it took me so long to finish should not be construed as a slight. Many other library books demanded my attention, and I read regrettably little during those empty and open days of home quarantine. There is a great deal to love about this book, and the introduction is one of its best parts. Walker acknowledges that much of the material may be dry, and he encourages the reader not to read it in a linear fashion (which I did). Rather, he suggests skipping around to the chapters you might find most interesting. And he ends with another more humorous encouragement:

"In closing, I offer a disclaimer. Should you feel drowsy and fall asleep while reading the book, unlike most authors, I will not be disheartened. Indeed, based on the topic and content of this book, I am actively going to encourage that kind of behavior from you. Knowing what I know about the relationship between sleep and memory, it is the greatest form of flattery for me to know that you, the reader, cannot resist the urge to strengthen and thus remember what I am telling you by falling asleep. So please, feel free to ebb and flow into and out of consciousness during this entire book. I will take absolutely no offense. On the contrary, I would be delighted." (11-12)

In Chapter 4, one of the more fascinating section of the book, Walker surveys the broader array of living organisms and their general sleep practices:

"Without exception, every animal species studied to date sleeps, or engages in something remarkably like it. This includes insects, such as flies, bees, cockroaches, and scorpions; fish, from small perch to the largest sharks; amphibians, such as frogs; and reptiles, such as turtles, Komodo dragons, and chameleons. All have bona fide sleep. Ascend the evolutionary ladder further and we find that all types of birds and mammals sleep: from shrews to parrots, kangaroos, polar bears, bats, and, of course, we humans. Sleep is universal.
Even invertebrates, such as primordial mollusks and echinoderms, and even very primitive worms, enjoy periods of slumber. In these phases, affectionately termed "lethargus," they, like humans, become unresponsive to external stimuli. And just as we fall asleep faster and sleep more soundly when sleep-deprived, so, too, do worms, defined by their degree of insensitivity to prods from experimenters. 
How 'old' does this make sleep? Worms emerged during the Cambrian explosion: at least 500 million years ago. That is, worms (and sleep by association) predate all vertebrate life. This includes dinosaurs, which, by inference, are likely to have slept. Imagine diplodocuses and triceratopses all comfortably settling in for a night of repose!" (56-57)

His passion for the subject matter is palpable, and the message he wants to give to readers everywhere is an urgent one. The negative health effects are easy for people to brush aside, to convince themselves that they are healthy enough if they get six hours of sleep, that they cannot accomplish everything they hope to in a day if they spend 1/3 (or more) of it asleep. Walker anticipates this and warns the reader when he is about to discuss another scary finding about the negative health effects of insufficient sleep. It would be intriguing perhaps to highlight my guess as to the most dire statistic. But there are too many. Likely, the scariest section is on Fatal Familial Insomnia (FFI), which is extremely rare but 100% fatal within 10 months. More often he aims for comic relief: 

"Take a group of lean, healthy young males in their mid-twenties and limit them to five hours of sleep for one week, as a research group did at the University of Chicago. Sample the hormone levels circulating in the blood of these tired participants and you will find a marked drop in testosterone relative to to their own baselines levels of testosterone when fully rested. The size of the hormonal blunting is so large that it effectively "ages" a man by ten to fifteen years in terms of testosterone virility. The experimental results support the finding that men suffering from sleep disorders, especially sleep apnea associated with snoring, have significantly lower levels of testosterone than those of similar age and backgrounds but who do not suffer from a sleep condition. 
Uttering the results of such studies will often quell any vocal (alpha) males that I occasionally come across when giving public lectures. As you may imagine, their ardent, antisleep stance becomes a little wobbly upon receiving such information With a genuine lack of malice, I proceed to inform them that men who report sleeping too little--or having poor-quality sleep--have a 29 percent lower sperm count than those obtaining a full and restful night of sleep, and the sperm themselves have more deformities. I usually conclude my response with a parenthetical low blow, noting that these under-slept men also have significantly smaller testicles than well-rested counterparts." (178-179)

So, sleep is beneficial for virility, cardiovascular health, cancer prevention, weight loss, mental acuity, and creativity. The last is ensconced in the world of dreams, and Walker sets aside Part 3 to discuss How and Why We Dream. Now, dreams have always been the most fascinating element of sleep for me. It was unfortunate that this section did not give me many new answers on the subject. Waking Life has been a favorite film of mine and I recommend that more highly than this if one seeks to delve deeply into dreams. The material here, however, provides a strong corollary to that film, to dispel some of its more fantastical notions, particularly with lucid dreaming. Very few people can do this and the film seems to suggest that anyone can do it if they properly train themselves. I was hoping that this section would provide some form of "how to" for that, but it merely acknowledges and verifies the phenomenon and considers an alternative interpretation:

"There could be no question. Scientists had gained objective, brain-based proof that lucid dreamers can control when and what they dream while they are dreaming. Other studies using similar eye movement communication designs have further shown that individuals can deliberately bring themselves to timed orgasm during lucid dreaming, an outcome that, especially in males, can be objectively verified using physiological measures by (brave) scientists.
It remains unclear whether lucid dreaming is beneficial or detrimental, since well over 80 percent of the general population are not natural lucid dreamers. If gaining voluntary dream control were so useful, surely Mother Nature would have imbued the masses with such a skill. 
However, this argument makes the erroneous assumption that we have stopped evolving. It is possible that lucid dreams represent the next iteration in Homo sapiens' evolution. Will these individuals be preferentially selected for in the future, in part on the basis of this unusual dreaming ability--one that may allow them to turn the creative problem-solving spotlight of dreaming on the waking challenges faced by themselves or the human race, and advantageously harness its power more deliberately?" (233-234)

While I didn't learn everything I hoped to about dreams, the examples of Dmitri Mendeleev and Thomas Edison are quite illuminating. Mendeleev had worked on his Periodic Table for years, and could not crack the proper organizing principle. It finally came to him in a dream, and only in one place did a correction seem necessary. 

He briefly mentions Paul McCartney, and how he wrote "Yesterday" in a dream. After acknowledging that he is from Liverpool and is more partial to the Beatles, he counters with Keith Richards coming up with the melody for "Satisfaction" in a dream. 

Finally, his description of "short sleep" via another invention by Edison, for his own personal use, could perhaps be replicated today, should you desire to try:

"Edison would allegedly position a chair with armrests at the side of his study desk, on top of which he would place a pad of paper and a pen. Then he would take a metal saucepan and turn it upside down, carefully positioning it on the floor directly below the right-side armrest of the chair. If that were not strange enough, he would pick up two or three steel ball bearings in his right hand. Finally, Edison would settle himself down into the chair, right hand supported by the armrest, grasping the ball bearings. Only then would Edison ease back and allow sleep to consume him whole. At the moment he began to dream, his muscle tone would relax and he would release the ball bearings, which would crash upon the metal saucepan below, waking him up. He would then write down all of the creative ideas that were flooding his dreaming mind. Genius, wouldn't you agree?" (232)

Before we come to the close of this review, it is perhaps worth noting that sleep is an underrated performance enhancing drug for athletes. While here he writes about Usain Bolt and Andre Iguodala (then currently of his home team, the Golden State Warriors), I would like to commission a Ted Talk interview between Walker and Justin Verlander, pitcher for the Houston Astros. This article https://www.nytimes.com/2019/07/09/sports/baseball/justin-verlander-all-star-sleep.html is absolutely worth reading for its entertainment value alone, and I recommend the comments as well (particularly the one that says, "this is just a collection of anecdotes"). Verlander routinely sleeps 10 hours a night, and sometimes 11 or 12. Alex Bregman laughed at him until he started following his practice, then developed into an all-star caliber player. The article also includes mention of Tom Brady and Lebron James as heavy sleepers.

If there is anyway to fix our sleep epidemic, we have to set back school times, allow teenagers to sleep later as their circadian rhythms dictate, and remind them that Lebron sleeps 10 hours a night. People want to be like their favorite athlete. What would be better is a round-table discussion with Verlander, Brady and James. Certainly all three are Hall-of-Famers, and two of them flirt with G.O.A.T. rumblings on a daily basis. Verlander has generally been a sturdy player, but last year he suffered a season-long injury on that very late opening day. I am sure that the coronavirus situation altered his training regimen. As noted in the book, sleep is extremely helpful for injury prevention and injury recovery. I would be interested to know why Verlander thinks it happened to him--and more generally, if he read this book, and loved it as much as I would expect. 

Sleep is not a silver bullet cure for everything, but if there is any single takeaway from Walker's research, it is this: sleep is a healthful necessity that we should consider as important as diet and exercise (if not more so). If nothing else, this book should help to dispel the unfair and false generalization that sleep is for the lazy. 









Wednesday, January 6, 2021

Sontag - Benjamin Moser (2019)


I picked up Sontag because I was beginning to do more work on essays, and one essay in particular, "On Criticism," betrayed a glaring blind-spot. In it, I would note that "Sontag looms as an essential voice in the 20th century critical tradition" and that "an essay on literary criticism is inappropriate when one is not deeply-versed in the history of the critic themselves." While I had been referring to myself in the latter statement, it was clear that an essay on the matter should necessarily include Sontag. And I had not read her, and was thus ill-equipped to reference her in such a way. So I remembered hearing about a new biography of her a while back and decided to check it out, before then moving onto her work, because it might help to put that work in better perspective. Sontag accomplishes that, and a great deal more. 

In the tradition of the biographies of Ernie Banks, Raymond Carver, and Justice William O. Douglas, Susan Sontag's gets added to the pantheon of the Best Books list of Flying Houses. At this rate, there should be a sub-category of "Best Biographies," as such a high percentage of them make the list, and as the list becomes crowded with them.  Sontag, however, is singularly great for the same reason that I began to feel it did not quite rise to the level of a Best Book: it was erratic, it was inconsistent, it was repetitive, and it insinuated itself into the psyche of its subject. And ultimately it is this final, imperfect quality which renders it most perfect, and true to its subject matter. For Sontag often wrote about herself rather obtusely. Many of her essays shunned first-person, and she cultivated an air of mystery around her persona. She wrote about herself by writing about her subjects. And so too, Benjamin Moser has done with Sontag, albeit in an objective and nuanced manner. It is only a portrait, and if the work is imperfect, then it also mirrors the imperfections of its subject, who might wince at a great deal of its content. Yet on the whole I think she would find it mostly commendable, even though she abhorred the idea of biographies (and threw water on such efforts), in the sense that it captures her spirit. 

I do think one thing is perhaps lost: Susan Sontag has the last laugh. The possibility is not deeply considered that she had a mordant sense of humor or was playing a massive trick on everyone, or that she was on "the spectrum." No, she was putting on a performance, putting forth the image of "Susan Sontag" that befitted one of the most prominent public intellectuals of her time. And so Sontag itself is an image that recognizes its own absurdity, and subverts that into feeling. While it is unsparing, and many may feel derision for her at times, there is ultimately so much love poured into the crafting of this work that one cannot help but be moved, particularly when one finds so many wonderful tidbits and points of validation. The love is palpable, and if appropriately borne out, the reader gains it for the subject, too. 

The first such example of this occurs around page 50, in which Susan Sontag and two friends travel to the Pacific Palisades to visit Thomas Mann (1550 San Remo Drive). This is something I considered doing in 2008 (I believe it is a writing retreat/foundation now), so I found this very exciting:

"The encounter was so momentous for Susan that she immediately started to write about it. The effort would not culminate for nearly forty years, when, in 1987, she published 'Pilgrimage,' a story about her adolescent encounter with the elderly 'god in exile,' winner of the Nobel Prize, preeminent symbol  of the dignity of German culture. 'Pilgrimage' has come to stand for the whole precocious childhood of Susan Sontag, the girl from the provinces who, by dint of her admiration for her illustrious predecessors, eventually catapulted herself into their ranks. It is one of the few memoirs she wrote. Because it reveals an insecurity few suspected lurked behind the figure of Susan Sontag--by 1987, hardly less intimidating than Thomas Mann himself--it became one of her best-known pieces of writing." (68-69)

She was somewhat disappointed by Mann, and noted that his comments on The Magic Mountain "betray his book with their banality." Before we depart from this subject, a brief note on what is also the inaugural review of Flying Houses:

"In the story, they also discuss his forthcoming Doctor Faustus. The novel is filled with the German dialect of the sixteenth century, Mann explains, and he fears it will not be readily understood by an American public. And in fact they did talk about the book, but not in this way, since the book appeared in English in 1948. By setting the meeting in 1947, though, Susan can anticipate a discussion of this work. 'Ten months later, later, within days of the appearance' of the book, she and Merrill were at the Pickwick Bookstore: 'I bought mine and Merrill his.'
Another diary entry, in a long list of childhood memories, tells another story.
'Being caught at the Pickwick Bookstore for stealing Doctor Faustus.' (72)

And so it was, sixty years later, that I bought mine from Nantucket Bookworks, and later began this new venture of critical inquiry, which has led to discoveries like these. Some friends went to go to stalk J.D. Salinger or Kurt Vonnegut in the early 2000's. Had I better sense at the time, I might have stalked Susan Sontag. For we did, briefly, share a geographical center and interwoven community of philosophic thought. Sontag emerged at the fringes of many of my courses, yet stopped just short of the syllabus. In one particular course, which included Camera Lucida (Barthes), This is not a Pipe (Foucault) and Society of the Spectacle (Debord), On Photography certainly would have been appropriate (perhaps our professor felt one text on the captured image was enough). In another course, we read The Origins of Totalitarianism (Arendt), One-Dimensional Man (Marcuse) and On Tyranny (Strauss). Sontag admired and looked up to Arendt, briefly housed Marcuse as he grieved for his late wife, and studied at the University of Chicago during Strauss's tenure. In a course on theater, we studied Artaud and Becket and Robert Wilson, each of whom also show up in Sontag. I did not read Derrida but he did teach at my school:

"But Sontag did not like these postmodern writers, and almost never referred to them by name. Instead, she expressed disapprobation of 'what's called postmodernism,' which she defined as 'making everything equivalent.' ... It was one thing to expand standards to incorporate art excluded by historical injustice, as the feminist and black movements tried to do. It was something else to suggest that all works were equivalent. This was an implication of Sontag's sixties provocations: 'It's very tiny--very tiny, content,' she quoted De Kooning's saying in 'Against Interpretation.' These could seem to convince herself to experience art sensually, like Irene [Fornes] or Paul [Thek]. She never actually believed that content did not exist: like many modernists, including Wittgenstein, she was interested in the philosophical shift from examining what things mean--the classical task of criticism--to examining how they come to mean it. But this idea, popularized, risked suggesting that meaning was a mere construction, and that language, literature, and art were no more than the sum of the biases of a dominant group. Far more than Marxism or Freudianism, postmodernism was the 'revenge of the intellect upon art' of which she had warned in 'Against Interpretation.' (425-426)

So no, I did not read Sontag in college, and this gap muddled my education, and deprived me of the intellectual grounding that I sought during the preparation of my colloquium, which was on politics and writing. 

Now Sontag's political writing is routinely criticized in this volume, and it seems clear that Moser greatly prefers her thoughts on art over war, but if I had even been aware of her Three Paragraph 9/11 Takedown, it might have enriched the way I thought about the War on Terror, and refined the perspective that I took in that colloquium. I will not reprint it here (I am reprinting enough) but I highly recommend checking it out for its sheer audacity, particularly if one lived in New York City at the time, and can clearly recall that atmosphere. 

My whole way of thinking about literature, in fact, might have been altered by reading Sontag sooner. What is Flying Houses, after all, but "against interpretation?" What are all of the problems that I have had with literary theory, and my inability to thrust myself into that mode of academia? Sontag subsumes it all, and I lament that I did not come to her sooner. It is tremendously difficult to study literature without a sympathetic guide; in the early 2000's, she may have been the best. (Though Harold Bloom also taught at my school at the same time, I did not find his method of analysis nearly as inspirational.)

Thus, as to a first point, Sontag is excellent at fleshing out some of the most complex philosophical thought of the era, which I would argue has not greatly advanced. We studied many of the same ideas in college, and where my professors may have failed to bring me towards a more comprehensive understanding of them, this book succeeds, at least in providing a robust introduction to such. Intellectually, it is peerless. Yet if one also has a certain appetite for gossip, it provides no shortage of such, either.

The book opens with a scene from a movie that Susan's mother, Mildred, filmed in January of 1919-- Auction of Souls, or Ravished Armenia. Mildred, born in March 1906 (along with my grandmother), is analyzed numerous times in this book as the most important figure in Susan's life, and their ongoing love-hate relationship serves as a metaphorical foundation to the other tumultuous relationships in her life. Mildred is alcoholic, she puts on a very pretty face for her friends and society, but privately at home Susan and her younger sister Judith see that facade fall away. She also, amusingly, does not like to be told the truth:

"Rather than seeing this as lying, Mildred saw omitting details as courtesy, tact: a consideration she extended to others and expected them to extend to her. 'Lie to me, I'm weak,' Susan imagined her saying. She was, she insisted, too fragile for the truth, and believed that 'honesty equaled cruelty.' Once, when Susan attacked Judith for speaking honestly to her mother, Mildred seconded the reproach: 'Exactly,' she said." (25)

Her husband, Jack Rosenblatt, Susan's father, died in the late 30's (in his own late 30's), and Mildred later remarried Nathan Sontag, whose surname was adopted for its alliterative and mellifluous quality. Mildred exists throughout the narrative as a kind of innocuous villain--she may have held Susan back in certain regards, but it was no mistake that Susan turned into the icon she became, obsessed as she was with appearances, facades and masks, at least in part due to Mildred's influence. She also became obsessed by the trope of the "fake death," as she was told for many years that her father was not dead, but simply away. 

Susan's youth is difficult to pin down, as the family moved rapidly through vastly different landscapes. She was born in New York City in January 1933, and several months later her family moved to Long Island. In 1939, they briefly moved to Miami, FL before going back to New York in Forest Hills, Queens. In 1943, they moved to Tuscon, AZ, in an ongoing quest to find a climate-cure for the asthma Susan suffered from in her youth. In 1946, they moved to Los Angeles. which Mildred had left 25 years earlier. Susan attended high school at North Hollywood High, and somehow graduated in 1948 at 15. She wanted to go to the University of Chicago, but instead she had to compromise between UCLA and UC-Berkeley. She chose Berkeley, and there she met Harriet Sohmers, her first "companion," who used a great pick-up line on her: "Have you read Nightwood?" (84) Harriet, who had transferred after spending time at NYU and Black Mountain College, introduced her to the gay subculture of San Francisco and led to an embrace of her sexuality. She also created a one page document that itemized every sexual encounter she had between the ages of 14 and 17:

"The list is noteworthy for several reasons. The first is the sheer quantity of people she had managed to sleep with by her second year in college: thirty-six. The second is the number of one-night stands, people with single names, from Yvonne to 'Phil' to the alarming 'Grandma.' But the most remarkable aspect of this list is the pedagogical mind-set its title reveals. 'The Bi's Progress' shows that Susan had taken Gene's advice and was trying to train herself into heterosexuality by increasing the proportion of heterosexual encounters. Perhaps she could master heterosexuality as she mastered vocabulary words: by dint of practice." (90)

In 1950, she transferred to the University of Chicago and took a class from a young professor, Philip Rieff. Rieff would become her husband, and two years later, she would give birth to David, at age 19. David becomes another major figure in the narrative at this point, as Moser begins to paint a picture of a kind of forced-precociousness. Susan regards David not only as her son, but as a brother of sorts, and even a parent (he later became her editor at Farrar, Straus and Giroux). He "sleeps on piles of coats" at parties and she reads him Candide as a bedtime story. By contrast, Rieff is a rather incidental figure, and mostly notable for writing a book on Sigmund Freud, The Mind of the Moralist, largely (entirely?) ghostwritten by Susan in her early 20's. He refused to acknowledge this until many years later. I have not read Middlemarch but at one point Susan reflects on that novel and realizes that, "not only was [she] Dorothea, [she] had married Mr. Causabon." (116) (I might only get a reference to Mr. Rochester; Middlemarch is another glaring blind-spot.)

After Rieff's teaching stints at University of Wisconsin and Brandeis University, Susan and David moved with him to Cambridge, and Susan began graduate coursework in English at the University of Connecticut. At 20, she was the "youngest college instructor in the United States." (134). A year or two later, she transferred to Harvard. It is also around this time that she got to know Jacob and Susan Taubes, another professor and his wife, who would prove very influential in the wake of her divorce. Later, Susan sleeps with Jacob, and his wife does not seem to care and remains a close friend (they were morally adventurous, though they later separated and divorced; Susan Taubes committed suicide in 1969, four days after her novel Divorcing was savaged by The New York Times--so yes, some critics do have blood on their hands, but that is another essay for another time...). She then applied to St. Anne's, one of the women's colleges at Oxford, to continue her studies. This is where Part I of the book ends, after 150 pages.

Part II, then, opens in Oxford and Susan finds it rather boring and so she moves to Paris where she meets Annette Michelson, who then introduces her to Sartre and de Beauvoir. This is also where sadomasochism captures her interest, which Moser extrapolates into her view of relationships, which incorporated a Master-Slave dynamic that played out in many, if not all of them. After Paris, she returns to San Francisco, where she hands Philip a letter formalizing their break-up:

"I don't want to be married, at least not on the terms I (and you) have understood marriage. I hate the exclusiveness, the possessiveness of marriage--each couple stewing in its own privacy, guarding its interests against the world...Perhaps if I (I mean, we) had understood marriage different from the start...Perhaps if I (we) weren't so romantic, so in love with the idea of love. Adultery, civilized arrangements, marriages of convenience or comradeship--these happen, and work, all the time. But they're not for you and me, are they? Timid, easily bruised, sentimental as we are..." (168)

She read Patricia Highsmith's novel The Price of Salt and worried that Philip would use evidence of her bisexuality as a moralistic pose to secure custody of David. Philip's mental state deteriorated as the divorce became a reality, and perhaps because of that--his craziness outweighed hers--David went with her to New York. It is here that Susan meets the Cuban-American artist Irene Fornes, who was the ex of her own ex, Harriet, who actually moved to New York to be with Susan. Susan threw a homecoming party for her, and met Irene that night. Harriet left for Florida, and Susan began the affair; upon her return, Susan carried it on, and ultimately Irene called Harriet to tell her to move out, because that is what Susan wanted. Harriet complied. In 1959, "happenings," a new medium of performance art, began to pop up. Susan also began work on her first novel, The Benefactor

I see this review is turning into a makeshift biography, a distillation of the information in Sontag. If the purpose of criticism is to imbue art with meaning, simply reciting the plot points of a book does little justice to it. Suffice to say, Part II concerns the emergence of Susan Sontag, public intellectual, essayist and amateur novelist. 

It seems clear that Moser would rank Sontag's novels in the following order: 
(1) The Volcano Lover 
(2) In America
(3) The Benefactor 
(4) Death Kit

He routinely criticizes her longer fiction, and perhaps rightly so, but of course I can't really tell you if he is wrong, only that her first two novels do sound rather theoretical, allegorical, absurdist, existential, outre and ripe for misinterpretation. She also writes "Notes on Camp," and it is given its rightful share of space as befits a breakout piece of its notoriety. Owing to the statements above, it is inappropriate for me to summarize the gravamen of her essays; I will only make a pledge to read Against Interpretation as an introduction to her oeuvre, and formulate such ideas later.

Part II ends in the late 1970's, as Susan deals with her first cancer diagnosis (breast cancer), having ascended to the ranks of the literati "Family" of the Partisan Review and The New York Review of Books and Farrar, Straus and Giroux (Roger Straus instrumental in securing her contracts to write books), having written a controversial essay about Vietnam after traveling to Hanoi, having gone to Sweden on government invitation to make an experimental film (Duet for Cannibals), and then another (Brother Carl), having become involved with Carlotta del Pezzo, Duchess of Caianello, "a Neapolitan aristocrat whose only concern was being," who was "notably indolent even by the standards of her milieu": 

"'Carlotta might not even get out of bed,' Cavalli explained. 'It was impossible to make any plans with her.' In 1970, their friend Giovannella Zannoni explained this to Susan: 'She gets at times very vague about time and its meaning and seems totally incapable of understanding that other people may take dates and make appointments as something precise.' Cavalli added: 'I don't think she ever read a book in her life.' And she only ever made two things in her life, said Don Levine: 'her fat dark brown paper joints, which she rolled every morning, and her very spicy pasta sauce for breakfast." (338)

She had also gotten involved with the French actress Nicole Stephane, who helped her recover from this bout with cancer, and flew her on the Concorde to New York for her first public speech post-recovery, at Bobst Library, where she was regarded as one that had come back from the dead. 

Moser mentions at several points that this first bout with cancer intensified Sontag's passion for life, made her cherish her days and attempt to cram 48 hours into 24. She rarely slept, and when someone accused her of napping, she would insist that had not been the case--even after they had actually seen her asleep, and informed her of such. 

A brief digression: I happened to read a chapter of Why We Sleep today, which persuasively and scientifically argues that cancer is more likely to arise in adults that sleep too little. More generally, the less you sleep, the earlier you die. I do believe that Sontag is, perhaps, the greatest (worst?) example of this unfortunate result. She died at 71. She was about two months older than Ruth Bader Ginsburg. I am unaware of what Ginsburg's sleeping habits were, but I believe they were also similarly short (4-6 hours). She beat cancer numerous times; perhaps she lived so much longer because the rest of her lifestyle was healthier than Susan's (lifelong smoker). In any case, what Ginsburg is to attorneys (a heroine), Sontag is to writers. 

Part III then, catalogs the prime of her life, opening as it does with the publication of On Photography. In here, her rift with Leni Riefenstahl is mentioned, and this is the only point of reference I had, from watching The Wonderful Horrible Life of Leni Riefenstahl 15 years ago, and hearing an interview during that film when Riefenstahl is asked some particular question and shakes her head and says, "Oh that Susan Sontag thing...." I wondered what it was she wrote, and it appears that it is basically a take-down essay, which appeared in her book Under the Sign of Saturn. So that mystery at least, is apparently solved.

She also took down Adrienne Rich, who wrote a letter criticizing Sontag's essay on Riefensthal, and made some very provocative statements about modern feminism:

"Sontag's furious response suggested that Rich had touched a nerve. She accused Rich of resorting to 'the infantile leftism of the 1960's' that verged into 'sheer demagogy' from 'that wing of feminism that promotes the rancid and dangerous antithesis between mind ("intellectual exercise") and emotion ("felt reality").' This was of thinking was 'one of the roots of fascism.' Rich, an intellectual of the first rank, was subjected to the charge of of illustrating 'a persistent indiscretion of feminist rhetoric: anti-intellectualism.' Sontag's attack on Rich alienated many feminists, who would never consider her one of their own: a breach that may explain why Sontag's own feminist writing were mothballed." (397)

Moser clearly feels that Sontag was wrong on this score, but I wonder how much application it might have in today's world, when so much feminist rhetoric shows up on Twitter in bite-sized morsels of rage. Such "anti-feminist" attitudes are no longer in accord with contemporary culture. J.K. Rowling is cancelled and called a TERF for the suggestion that children may be confused about their sexuality, or gender; or for a foolish retweet, or "like," that is interpreted as monstrous. Camille Paglia has taken a somewhat similar pose to Sontag of late. Indeed, she shows up at a couple points in this book, and tried to start a rivalry with Sontag on Page 6 of the Times. Sontag brushed her off and swiftly denounced her. While Paglia is still one of the more redoubtable intellectuals in the public sphere, her influence pales in comparison due to her more "problematic" recent writings. Perhaps Susan Sontag would be cancelled today (perhaps she already is); I have to believe she would embrace it.

In one interview with Moser, he mentioned that he had to leave out 90% of the material he compiled, and so it is with this review, I will need to leave out 90% of my thoughts on this book, I will not be able to excerpt everything that amused me, I will need to paraphrase faster, and reflect more generally on the work as a whole. Yet I cannot move onto Part IV without mentioning Annie Leibowitz. 

Part III is the best part of the book. I'll just put that out there and say it was the case for me. "This Susan Sontag Thing" and "Taking Hostages," back-to-back chapters, comprise the best 40 pages of the book. They largely center around the AIDS crisis and what Susan did (or didn't do) from her lofty perch. But it was not a lofty perch. After a fire in 1985, Sontag slept only covered by a tarp while her roof was repaired, because she did not have the money for a hotel. She met Annie in 1989 when she needed a photographer for the publication of AIDS and Its Metaphors. Annie had a reputation for bringing out "casual intimacy" in her subjects, sometimes after sleeping with them. This was no different with Susan, and as they fell in love with different parts of one another, and their relationship became more obvious, Susan deflected, only wanted Annie to be known as a "friend," and abhorred the idea of being labeled a lesbian.  

From here, Moser goes into an extended take-down of AIDS and Its Metaphors ("for a movement that had moved far beyond polite critique, the book was most remarkable for its irrelevance.") (521) and Sontag's form of "activism" during the AIDS crisis. For me, at least, this is one of the most compelling moments of the book, because it juxtaposes her bisexuality in private with her public image, and calls her out for lacking the courage to "come out." But that would be a crass simplification, as Moser generally remains empathetic to his subject.

There is much less empathy in the discussion of her relationship with Annie. Quite frankly, Sontag comes off worse than she does at any other moment in the book during these scenes. Now then, I too am wary of labels, and do not like using the term "toxic" unless it applies to a chemical compound. Relationships are generally difficult, and the Master-Slave dynamic does play out in certain facets of life for everyone, but I do think Susan's apparent lack of gratitude for Annie's generosity is disgraceful, akin to the child of fabulously wealthy parents that takes the largess and privileges bestowed on them for granted, and becomes a worse person because of it. I do find it amusing when Susan is so casually cruel to Annie, but it seems clear that Annie did not feel that way, and it is heartbreaking to consider how she felt after she had given so much:

"And Annie was not only supporting Susan. Directly but more often indirectly, she was supporting everyone around Susan. She paid all of Susan's assistants. And through Susan, quite a lot Annie's money found its way to David, 'down to buying Susan's Christmas present to him of Navajo bracelets every year.' Annie supported Nicole, impoverished following the death of her spendthrift father in 1984: 'I would just call Annie and say 'Nicole needs some money,' and she would send it,' Carla said. One duty of Susan's next assistant, Greg Chandler, was depositing Annie's checks. After the MacArthur ran out, these amounted to fifteen thousand dollars per week. Their accountant estimated that over the course of their relationship Annie gave Susan at least eight million dollars." (526-527)

Even so, it is not entirely true that Susan became a worse person after obtaining the trappings of wealth via Annie. Had that been the case, her work in Serbia, several years later, would never have been done. And that is where Sontag goes in Part IV: Sarajevo, where Sontag famously staged Waiting for Godot in 1993. The opening of this final part, which delves into the history of Yugoslavia and Croatia, is perhaps more difficult and confusing than anything in Parts I or II, discussing the philosophical precepts of her work and those of her predecessors. Moser understands this, and while he seems to admire Sontag greatly for her work there, it is contrasted with her trip to Hanoi (and her essay on the matter), which he criticizes at multiple points. Generally, she is not good on politics, she took a rather superficial view of Vietnam, and she didn't do enough for AIDS activism, but here, finally, she finds redemption. 

I am sure many people, myself included, have somewhat vague memories of that period. I do remember Zlata's Diary, which many of my classmates read in 5th or 6th grade. I do remember Slobodan Milosevic, and the genocide of the Albanians, and the war in Kosovo. As to the details, I have zero practical knowledge. Moser at least attempts to help:

"The largest ethnic group was the Serbs, for example, who were often coextensive with--but nonetheless distinct from--the Serbians, who are the citizens of Serbia, not all of whom are Serbs: they could be Albanians, Hungarians, Jews, or even Chinese. Serbs, in contrast, are an ethnic group of Eastern Orthodox Christians who may be found anywhere from Moscow to Miami; and there were furthermore Bosnian Serbs, Kosovo Serbs, and Croatian Serbs--by no means to be confused with the Serbian Croats--all of whom had their own histories, though all spoke the same language, which was generally known as Serbo-Croatian, but which was also, depending on the place, called Serbian, Croatian, Bosnian, Montenegrin, or simply, with a shrug, 'our language.'"

So basically the situation there was like a powder keg, a hornet's nest, or a clusterf***. The Siege on Sarajevo lasted 1,425 days. People outside cared, but not really that much. The United Nations could have ended the fracas in a matter of days, yet they avoided intervention until the situation became untenable. Susan Sontag did not initiate American intervention in Sarajevo, but she was one of the very few that traveled to the region, on numerous occasions, and took a personal interest in the people and its culture and the forces bearing down upon them. She did not escape every night to her fancy hotel room, she dug into the trenches with her theater troupe. Unlike with the AIDS crisis, her activism was strident and and aggressive. She denounced all of her fellow artists that did nothing. Even Salman Rushdie, whom she had been instrumental in helping protect after the fatwa was issued upon him, remarked that there were "two Susans"--one of which could be "brilliant and funny and loyal and rather grand," while the other would be a "bullying monster." (590) It seems that near the end of her life, many of her friends abandoned her. Many of them still "loved" her, they just did not "like" the way she had become.

Part IV also details some the writing and reception of In America, which won the National Book Award for Fiction in 1999. Moser does not seem to like it as much as The Volcano Lover, but acknowledges it as a decent book that probably could have been better.  Apart from that, the major narrative of Part IV is the recurrence of her cancer, and the efforts she took to fight it, including a very dangerous bone marrow transplant procedure. In contrast to many people in the final stages of life, when they are on their deathbed, Susan continued weighing experimental treatment options and never finally "gave in" or "resolved" to let herself die. 

That is an appropriate ending to this story about a woman that never had enough time to read and write everything she wanted. Of course, she left her mark on this world, but from this biography it appears that Susan Sontag the person left more of a mark than Susan Sontag's collected writings. Perhaps it was like this in the 1970s and 1980s, when writers, like Kurt Vonnegut for example, could be fabulously well-to-do, get written up in Page Six, and appear in cameos in movies (Sontag has a brief scene in Zelig, which I should watch whenever I am able to move onto reviewing Apropos of Nothing). People cared about what she thought, and what she had to say. She wrote about a "diva" in her final novel, and she ultimately was one, in her own way. If anyone has serious designs on being a writer, it would behoove them to read this book. It opened me up to her world in a way I don't think anything else could have, as she wrote about herself obtusely and engaged in personal mythology. She is one of the great inspirational artists of the latter half of the 20th century, and Moser has captured (nearly?) everything essential about her in this volume. In one interview, he said he did not know what he wanted to do next, already having done two biographies. If he does nothing else, at least there is this (it did win the Pulitzer Prize). Sontag dreamed of winning the Nobel Prize, like Thomas Mann, but J.M. Coetzee won it in 2003, and her hopes were dashed. She may not have been as acclaimed as she felt she deserved, and she may not have wanted biographies written about her, but she will be remembered, and more people will come to her work, largely now because of the work Moser has done. A fantastic movie could be made from it. For all the inspiration Sontag personally conjured over the course of her life, this book will do the same for everyone that never got the opportunity to meet her, or live in her time.

Grade: A 

Thursday, November 12, 2020

Weather - Jenny Offill (2020)


Weather is Jenny Offill's third novel. I have not read Last Things but now I must complete the oeuvre, to this point. She has also written a few children's books and co-edited a couple anthologies. She broke out with Dept. of Speculation, which is a triumph of the form, and was reviewed here just three months ago. It took six years for me to find it, and it cut me deep. So I put a hold on Weather at the library immediately thereafter. It is difficult to say which book is better. Opinions may vary. It is not going to be easy for me to explain why, but I will admit a slight preference to Dept. of Speculation. I recommend either book to everyone. And it makes sense to read them in chronological order. It is worth noting, however, that Weather is the slightly more difficult read. There is a larger cast of characters, who actually have names, and the book is slightly longer. It is written in the same style, but the "tiny episodes" stretch out further, and there are six chapters or parts to the novel. There is also a deeper theme with implications for the whole of humanity.

That theme is climate change and environmental chaos. Dept. of Speculation is about a smaller domestic situation that should ring true for anyone that has ever had second thoughts about a serious relationship. Weather does tell a relatively straightforward story about a domestic situation as well. The difference is the backdrop. Both narrators have many similarities, and both experience a kind of spiraling out of their psyche. If the former is about how one moves forward after a trying time, this is about how one protects a child that will enter the prime of their life in 2047. And doomsday prepping.

As far as a plot, like DOS, it is minimal. At first blush, this is quite a different book, however. It is a first-person narrative, whereas DOS is third person. Lizzie is mother to Eli, wife to Ben, and sister to Henry. Eli is somewhere around first grade. Henry is a younger brother struggling with substance abuse issues, who moves in to stay with Lizzie and her family at the beginning. Lizzie works at a university library, Ben works as a programmer of educational video games from home, and Henry begins a job writing greeting cards. He finds this through Catherine, a woman who is also in recovery. About 50 pages into the novel, he moves in with her, and around page 100, they have a baby (Iris) and quickly get married. Later some of Henry's addiction issues resurface, and he moves back in, while juggling divorce and co-parenting. Lizzie also works for Sylvia, her professor from grad school, reading and responding to all of the letters from listeners to her podcast on climate change (Hell or High Water). And there are even more minor characters (Lizzie's mother, her driver from a car service, the owner of her local bodega, her meditation teacher, two neighbors, another parent at Eli's school and her daughter, a co-worker, a friend, a couple of dudes). 

It may be useful to consider exactly why there are six chapters, because there are none in DOS, there are only asterisks to separate each section of blocks of text. The asterisks are again used to close out each of the hundred or so "tiny episodes." The chapters may just signal that there is more "action" in this narrative. 

Chapter 1 is 64 pages long and ends at the beginning of summer (2016?), just as Lizzie has her birthday and becomes "officially middle-aged." Chapter 2 is 37 pages long and ends as the new school year begins, Iris's birth is imminent, and Lizzie's mother comes into town for it. Chapter 3 is 28 pages long and clearly begins in November.

Allow me a brief aside from this text-gloss to express my amazement that, on the morning of the 2016 election, I happened to read a section of Americanah that reflected warmly on the 2008 election. And again, on the morning of the 2020 election, I happened to read a section of this book, dreadfully reminiscing about the 2016 election:

"And in the ether, people asking the same question again and again. To the yours-to-losers, to the both-the-samers, to the wreck-it-allers.

Happy now?

The path is getting...narrower. That's how Ben told me. He was doing the math in his head. 

But it could still...?

It's not impossible. 

And so we stayed up and watched until the end." (111)

Chapter 4 is 50 pages and is the turning point of the novel. I have already spoiled enough above. This is when the theme begins to overtake the narrative, as Lizzie drifts away from domestic concerns while Ben and Eli leave to take a "glamping" road trip with Ben's sister to California. She becomes increasingly obsessed with doomsday as she meets a new friend and is educated in survivalism while her family is away. This chapter is basically about that relationship.

Chapter 5 is 5 pages long. Eli and Ben return home, and there is a short reflection on the events in Chapter 4. 

Chapter 6 is 8 pages long and the book ends perfectly. It has a better ending than DOS, and DOS has a very good ending as well. There is an obligatory note of hope at the end that serves as a supplement to the text and transforms the narrative. 

Like DOS, the writing is simple and pithy. There is just a lot more going on in this novel, and it does not cohere as beautifully as DOS. It is cohesive, make no mistake, but it would seem almost wrong, in a way, if Offill wrote an ending that wrapped everything up in a neat package. Notes of uncertainty are present in each ending, but there is deeper uncertainty in this one, owing to the thematic element. Perhaps this exchange highlights that horror: 

"Somehow, I get seated halfway down the table from her [Sylvia]. I'm trapped next to this young techno-optimist guy. He explains that current technology will no longer seem strange when the generation who didn't grow up with it finally ages out of the conversation. Dies, I think he means.

His point is that eventually all those who are unnerved by what is falling away will be gone, and after that, there won't be any more talk of what has been lost, only of what has been gained. 

But wait, that sounds bad to me. Doesn't that mean if we end up somewhere we don't want to be, we can't retrace our steps? 

He ignores this, blurs right past me to list all the ways he and his kind have changed the world and will change the world. He tells me that smart houses are coming, that soon everything in our lives will be hooked up to the internet of things, blah, blah, blah, and we will be connected through social media to every other person in the world. He asks me what my favored platforms are.

I explain that I don't use any of them because they make me feel too squirrelly. Or not exactly squirrelly, more like a rat who can't stop pushing a lever. 

Pellet of affection! Pellet of rage! Please, please, my pretty!

He looks at me and I can see him calculating all the large and small ways I am trying to prevent the future. 'Well, good luck with that, I guess,' he says." (38-39)

Later, there is a scene with Lizzie and Ben in bed, paying reference to a certain website where they can enter Eli's birth year and watch numbers go up, and up. Then later still:

"I had that thought again. The one with numbers in it. It bent the light.

Eli is at the kitchen table, trying all his markers one by one to see which will still work. Ben brings him a bowl of water so he can dip them in to test. According to the current trajectory, New York City will begin to experience dramatic, life-altering temperatures by 2047." (106)

In a certain way, this novel is more about the notion of dread as it relates to climate change, rather than climate change itself. Published as it was in February 2020, its timing could not possibly be more prescient. This is not about a pandemic, but the pandemic brought the entire world together in a way that climate change also should. Human beings will not outlast the depletion of natural resources on our planet, try as others might to establish colonies on Mars (briefly referenced in the novel), but if they are to live as long and as well as possible, they must band together to fight a common enemy. It is difficult because with climate change, that enemy is ourselves, and the wasteful practices that we have been conditioned to believe are normal and necessary. Only after a cataclysmic event do we realize the value of appropriate precautions.

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"Q: What is the difference between a disaster and an emergency?                                                                                                                                                             

A: A disaster is a sudden event that causes great damage or loss. An emergency is a situation in which         normal operations cannot continue and immediate action is required so as to prevent a disaster." (196)    

                                                                                                                                                                      
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So too with the past 8 months in this world. We have experienced an economic disaster due to a prolonged period of patchwork emergency measures, phasing in and out, stressing the overwhelming necessity of bringing people back to work, suggesting we not go out and do things, but still allowing us to do so, presuming we will take appropriate precautions. So many people have gotten tired of hearing about how awful it is that they just stop caring, whether it be social distancing or climate change. We can affect positive change in both by taking ourselves out of the equation, reducing our carbon footprint to zero and sitting alone in a room away from airborne pathogens. After years, and years, I am continually amazed by the cavalier attitude so many people have towards recycling. And I get it, a society that recycles perfectly will not stop climate change on that basis alone. There may be no way to stop climate change (just as possibly, the virus will continue to mutate) and in the face of that uncertainty and despair, so many people give up or stop caring. 

People say, "I don't want my grandchildren to be brought into a dying planet." Think of your children, and your children's children, people say--never mind whether you actually have them. Some of us may scoff at the phrase, and yet family has a way of increasing the stakes.  You have to fight to hold onto those you love, and those you have pledged to love and prepare for this twisted 21st century life. You have to think of your family, and do what you can to keep them safe. It is hard to see so many isolated, unconnected individuals as family, particularly when the division in this country instills the notion that "the other" has no rational basis for their beliefs, that they don't deserve to live, anyways. 

Offill doesn't write explicitly about such matters but this book shows how people really are, how self-interested and distracted and unconcerned they are for those outside of their bubble. It hints that agreement as to a sort of shared humanity will be necessary before we can implement solutions to rehabilitate our ravaged earth. Weather is back at the library now, but I expect to return to obligatorynoteofhope.com as a reminder that there are still good people in the world, and that we can choose to be like them if we are brave enough.

Grade: A-

Tuesday, October 20, 2020

Chicago Cubs 2020 Post-Mortem



Friday, October 2, marked the end of the Chicago Cubs 2020 campaign, They were eliminated from the playoffs by the Florida Marlins, swept in two games. Many now believe there is a Bartman Curse associated with the Marlins in the postseason. And while I was reminded of that, I was more reminded of their terrible playoff performances in 2007 and 2008, when they were swept in the first round of both playoffs. But really, they had some offense in those games (I remember Mark Derosa did not hit the only home run in the 2008 playoffs, as Ian Happ did this year). There was basically zero offense in these games. The pitchers did the best they could, and they did pretty well. It was an unfair ending to the season, which they started by going 13-3, tying a franchise best. Nobody can call this a normal season, but they consistently (if precariously) held onto first place the whole way and won the division. 

So they were more successful than the 2019 team. But I think more people would say the 2018 team was better. That team was cruelly dispatched in a game 163/one game Wild Card playoff. (Their offense also died those days.) The 2017 team made it to the NLCS, though they performed poorly. The 2016 team won the World Series. The 2015 team made it to the NLCS. It has been an incredible 5-year-run for the team, by any measure. And that they could make it as far as they did with a team wide .220 batting average is even more remarkable. Remarkably sad, that is. This team was terrible, just terrible offensively. 

In spite of that, I am willing to forgive them, because this is such an unusual season, and because I do not think they should be judged as harshly, and because I do not want them to break up the core. They should tip their cap to the Marlins, who overcame incredible adversity (and horrible teams for years) to land where they did. And now, the Marlins have to get added to the list of greatest rivals (with the Mets, Cardinals, Brewers, Dodgers, White Sox, and perhaps the Reds). The season should be taken with a grain of salt and an *. It was an experimental season for the MLB. The universal DH will go into effect, the playoffs will be permanently expanded (but I really do not like opening with a 3 game series for a divsion winner--shouldn't they get a bye week?). The Cubs need to keep Lester, they don't need to offer Kris Bryant a long term deal but this is a good time to get him cheap, as with Javier Baez. Both of them had terrible seasons. They both had limiting circumstances. Javy did not have the crowd chanting behind him. He is a performative player, the fans energize him and add a second level to his game. His defense was excellent as ever, but his hitting was atrocious, though probably not much better than in 2014 or 2015 or the beginning of 2016, and yes, I cannot believe Javy Baez had his 6 year anniversary as a player this season. He is 27 and should be entering his prime, he should get better, his best days should not be behind him, but this season's performance gives one pause. As with Kris Bryant. So with both of them, it is a hard decision to lock them up, trade them, or let them play out another year. 2020 is such a lost year for so many people, it's a shame that we couldn't just start 2021 with the same contract terms that were in place in 2020, even though everyone is a year older, and some of them, like Justin Verlander, got injured. But no--we need to judge on the basis of the season, and as such the players (and manager) should be examined individually. 

THE MANAGER
David Ross: A- 

David Ross did a great job as a manager. I only disagreed with three things he did all year. One of them was putting in Josh Phegley to pinch hit for Jason Kipnis in a 9th inning situation against Josh Hader, ostensibly to play the splits (or to play Josh-on-Josh juju). Phegley was hitting .000 (he ended the season at .063; only Jose Martinez was worse at .000 in 22 at bats). He struck out. The Cubs lost. Alec Mills had started that game. He started off the season hot, he was a solid #4 behind Lester, Darvish and Hendricks. Then he sort of got beat by Christian Yelich. Not a great game, but later he threw a no-hitter. Not a great move by Manager David in this game against the Brewers though. And then there were two things in the playoffs. In Game 1, he took Hendricks out after he surrendered a home run, and then he brought in Jeremy Jeffress, pitching without the lead. Jeffress was perfect this season, basically, but not when behind, and he gave up another run and that made the game seem even more out of reach. And then, in Game 2, he intentionally walked a guy to get to another batter, which moved another runner up, and then the next guy got a hit, and that also made the game more out of reach. Not great individual choices but others will disagree and defend him. And I do give him an A-. He was the perfect manager for this team. It's wonderful that he's managing so many of his 2016 teammates. He just needs to get them to hit! They could have gone deeper into the postseason and he could have gotten NL Manager of the Year if they did. 

THE PITCHERS
Yu Darvish: A+ 

Yu Darvish will probably not win the Cy Young, nor get a significant number of votes, but he was one of the best pitchers in all of baseball (a lot of starting pitchers had really good years). The Cubs gave him a 6 year, $120 million contract. He earned every penny of his pro-rated $20 million this year. And he did last year as well. The year before that, not so much. If he pitches two or three more years at this level, and the Cubs somehow win another World Series, he may bypass Jon Lester as the greatest free agent signing in Cubs history. 

 Jon Lester: B

Jon Lester did not open up the 2020 season as the Ace of this staff for the first time as a Cub. Kyle Hendricks made sense as the Ace, and Yu Darvish made sense as the #2 (in 2021, they may flip-flop those positions; and yes in 2018 and 2019, Hendricks was the de facto Ace, just not the opening day starter). Jon Lester made sense as the #3. Alec Mills and Tyler Chatwood filled out the rotation as Jose Quintana recovered from his dishwashing injury. And in the first 2-3 weeks of the season, they had an All-Star rotation (though there were no All-Stars this year). Shorty thereafter, Lester came back to earth as the 36-year-old he is, and ended the season as one of his worst statistically in many years (yet if only 2 bad starts against the White Sox had not happened, it would have been a very good year for him--and that is the 2020 problem). The word for Lester was "inconsistent." I don't doubt that, in a 162-game season, Lester would have "evened out" and had a better year overall. As such, there were extreme highs and lows. He has 193 wins in his career. He has suggested that he would like to be back in 2021, that he would like to earn his 200th victory as a Cub, preferably in front of the crowd at Wrigley Field. And the front office has indicated that they would like to make that happen. Lester is the greatest free agent signing in Cubs history, and a likely future Hall of Famer, and he deserves a proper sendoff to end a storied career. Lester has a $25 million option for 2021, and the rumor is that the Cubs will buy him out of that contract for $10 million, and then offer a smaller one-year contract for 2021. I'm not sure how much you pay him but I can't see going that much lower than $10 million. But what do I know. 

Kyle Hendricks: A

My favorite Cubs players have changed each year.
2015: Jake Arrieta
2016: Kyle Hendricks
2017: Kris Bryant/Anthony Rizzo
2018: Javier Baez
2019: Nicholas Castellanos
2020: Jeremy Jeffress

Up to now, I have only had an Arrieta jersey. After wearing it for this many years, while Jake has not been on the team since 2017, I have realized it is no longer good luck and I am retiring it. I wanted to get a Hendricks jersey, and then a Baez one, and then a Castellanos one. Hendricks would have been the best bet. He has been the most consistent player on the Cubs roster over the past five seasons. His numbers did not look quite as good in 2018 and 2019 (he missed a few games in 2017) but that was due to lack of offensive support from the team (in the 21st century, wins for starting pitchers has become a less reliable metric than quality starts). This happened again in 2020. What is truly shocking is that he has not once been named to the All-Star team. Hendricks has been a rock and borderline superstar for the Cubs. He probably will not be a Hall of Famer, though he may have another 10 years in the tank. Comparisons to Greg Maddux are not inapposite. The difference is that he will not jump ship on the team as Maddux did to have a better chance to win with the Braves. If he leaves, it will be as part of a fire-sale, or as a free agent approaching his mid-30's. Regardless of his win-loss record on paper, teams no longer underestimate Hendricks (as they might have in say, 2016). They see him as an All-Star, and everyone knows it, and while it's only a token accolade, I would bet on him making that team in 2021. It's just ridiculous he hasn't. That said he gave up a lot of home runs this year, for him.

Alec Mills: A- 

Earlier I mentioned that Alec Mills got beat in Milwaukee by the Brewers in that game with a managerial miscue. But he came back to Milwaukee later in the season to throw a no-hitter against them. If you throw a no-hitter, you automatically go into Cubs lore, with Milt Pappas, Carlos Zambrano (who also memorably threw a no-hitter in Milwaukee, in a game against Houston where the Cubs were the home team), and Jake Arrieta (when you throw your 2nd, you are legendary). Many people have thrown no-hitters and gone on to have middling or mediocre careers, and the no-hitter will always be the pinnacle for the pitcher. At least Mills will have that. Mills was far from perfect in his other performances, though he started off the first two weeks as admirably as anyone. The only person that throws slower than Kyle Hendricks is Alec Mills. Alec Mills is basically Kyle Hendricks, Jr. Though he is only two years younger. He had been more good than bad in his Cubs career, and despite giving up 13 home runs and walking 19 batters in 11 starts, 2020 is his breakout year. He's basically a lock for the 2021 rotation and should cement himself as the third starter (4th if the Cubs surprise everyone and bring in a bigger name in 2021). At the very least, he has proven himself to be one of the greatest values on the team, eclipsing Jose Quintana and Tyler Chatwood despite far lower pay. He probably deserves a B or B+ for his performance but throwing a no-hitter boosts your grade and enhances expectations and potential.

Tyler Chatwood: C+

We all know Tyler Chatwood was a train-wreck in 2018, and that he bounced back to good form in 2019 as a relief pitcher and spot-starter. To start 2020, he was back in the rotation due to Quintana's IL stint, and he performed as admirably as the other starters. Each of the five starters began the season with all-star performances. However, Chatwood lost consistency and fell back into some of his old routines, and finished the 2020 campaign with only five starts, due to a season-ending injury. Walks were again problematic, though he continued to show that his control has slightly improved. His contract is up and I have no idea what will happen to him. People will still say that Chatwood has nasty stuff, as he showed arguably more flashes of it in this season than any other with the Cubs (see 12.1 K/9). For that reason, they may consider bringing him back on a short-term deal. I do not think he will be paid $13 million per year again, by the Cubs or any other team. At least he has gotten paid; one could not call him an unsuccessful major league pitcher. It would be magnanimous and not inappropriate if the Cubs give him one more chance, because 2020 wasn't fair to the majority of players on this team, including him. 

Jose Quintana: ???


Jose Quintana's 2020 season will mostly be remembered for how how it started on the IL due to cutting his thumb in a dishwashing accident. It is unfortunate that he only pitched in four games this season. He started 1 game, he pitched 10 innings total, and he struck out 12, with a 4.50 era. The sample size is too small to fairly evaluate him with a letter grade. Quintana was often criticized by David Kaplan as a "Buick" and while I always thought that was unfair, as he was one of the most reliable starters on this team since coming over in 2017, I do not see how he will come back next year, as his contract is up. Perhaps there could be a short term deal, but the sad thing for Quintana is, Cubs fans will not look back on him as fondly as Sox fans. He did not live up to his potential on this team. At certain times, briefly, he was the best pitcher on the team (see early 2019), and it looked as though he might live up to it. Because I am crazy and hate losing players with pseudo-dramatic careers, and hate betting against "underperformers," I hope they give him a short-term chance like Tyler Chatwood, perhaps as two long-relievers/spot-starters/5th starters. But the Cubs may move in a different direction due to emergence of a younger, flashier pitcher...

Adbert Alzolay: B+

Alzolay came flying out of the gates in 2019, working very quickly between pitches and dazzling everyone with this stuff, for two games. Then hitters figured him out, or he had control issues, and at the end of the season he seemed like afterthought, not a viable member of the 2020 rotation. He ends 2020 as a viable (and likely) member of the 2021 rotation. His stuff looked even better (though it seemed like he didn't work as quickly), and he struck out a ton of guys, though he also walked his fair share and could work on his control. He only gave up one home run. I could potentially give him an A-, but again the sample size is small (as with Chatwood)  

Jeremy Jeffress: A+

Okay maybe Jeffress only deserves an A, but I'm going to go out on a limb and defend every mistake he made on the grounds that they were due to being misused. That is, Jeffress was perfect, flawless for so long, and only appeared to falter when he was brought into situations that did not call for his services. Sometimes this was due to the ongoing drama of Craig Kimbrel and the role of the closer on the team. Jeffress finished 2020 with 8 saves and effectively took over for Kimbrel, who had 2.  Other times, it was a befuddling decision by manager David (which is partially why his playoff performance appears atrocious). And he was brought into all those situations because he was the best. Nobody is perfect but Jeffress was close. The Cubs got him for $850,000, pro-rated. That is why he gets an A+ because he earned more than every penny. They must re-sign him. Jesse Chavez made $4 million this season (so did Josh Hader, fyi). The Cubs gave $3 million to Andrew Chafin. The Cubs gave $16 million to Craig Kimbrel. I would offer Jeffress at least $3 million, maybe 4, the caveat being my experience lately that relievers are the least consistent players on a season-by-season basis (exceptions being Mariano Rivera). But I believe in Jeffress, as much or more, than any other relief pitcher I have seen on the Cubs in a long time, the role Pedro Strop played on this team for so many years (and it was a shame that Strop did not appear in a game after he was re-signed to a minor league contract, but perhaps it was for the best). I would make a multi-year offer to Jeffress. I don't believe he should be the full time closer, but he should continue to be the closer we need when the closer we thought we deserved fails to inspire confidence...

Craig Kimbrel: C+


To be fair, Kimbrel did have a sick K/9 ratio (16.4), and though I tend to scoff when people refer to him as future Hall of Famer, I see how sick his ERA has been in the past and, that it is still, after everything with the Cubs (6.53 and 5.28), at a 2.19 for his career. And the Cubs will have one more year of Kimbrel and it does not appear they can unload him for anything useful (though stranger things have happened) so they have to make the best of paying him his inflated (though previously justifiable) salary. There will be a place for him on the 2020 team, they will find a way to use him in a beneficial way. He seemed like he might even be a good setup man for Jeffress, and his specialty appeared to become the Hold this year. You brought in Kimbrel when you didn't have the lead. You would bring in Jeffress when you had the lead. Eventually, Kimbrel could be trusted, sort of. It's hard to say whether the closer role is his in 2021 but I would expect it to be anyways.

Rowan Wick/Ryan Tepera/Dan Winkler/Kyle Ryan/Duane Underwood Jr./Jason Adam/Colin Rea/Casey Sadler/Andrew Chafin (low-profile bullpen): B+










As a whole, the Cubs bullpen began the year on the skids. The team started off 13-3 in spite of them. For the better part of the season, starting pitching carried this team, and the path to victory often included one (Wick) or two (Tepera) of these guys and Jeffress, occasionally Kimbrel. Wick was one of the best relievers last year and he was one of the best relievers this year (though marginally worse, I believe). He had twice as many saves as Craig Kimbrel. He is in line to lead the bullpen again in 2021. (I was concerned that Brad Wieck was no longer on the team, and discovered no, he was merely injured and sat out the season, except for one unfortunate inning--hopefully he will come back strong and boost the bullpen.) Tepera was one of the new pitchers and honestly I can't remember much about him or Dan Winkler or Jason Adam or Colin Rea or the other guys. Andrew Chafin was of course notable for his mustache. Basically, the bullpen was very bad to start the season, and then as the season wore on and [most of] the rotation came back to planet earth, something clicked in the bullpen and they ended the season on a stretch that put them statistically among the best in the MLB. They redeemed themselves. They weren't always great, but they were more good (Wick, Tepera, Winkler, Adam) than average (Ryan, Underwood Jr., Rea, Sadler). Kyle Ryan is a good example of the above-referenced volatility of relief pitchers. It appeared that this season was a step back for him. I would not bet against a resurgence next year.   

THE HITTERS (Highest to Lowest Batting Average)

Jason Heyward (.265): A-

Heyward continued on his path of redeeming himself in the eyes of Cubs fans for his marginal offensive production and arguably gave an All-Star performance. On a team where so many of the offensive threats wilted and faltered, Heyward kept steady and was the team's most consistent hitter. His excellent defense continued and he should earn a Gold Glove (if they are giving them out). Everybody knows that Jason Heyward looked like a very bad deal (World Series-winning inspirational speech aside) for most of 2016 and 2017. In 2018, he showed flashes of the player they paid $184 million to. In 2019, he showed more power, and in 2020, he was absolutely worth whatever chunk of his salary was allocated for it. He was good for second highest OPS on the team, only behind the breakout star of the team this year, someone who certainly would have made the All-Star team. 

Ian Happ (.258): A

While a .258 average is hardly impressive, Ian Happ faded a bit down the stretch and fell out of the MVP conversation. He led the team in home runs (12, one more than Rizzo and Schwarber) and established himself as the de facto lead-off hitter. While experiments with Kris Bryant and Anthony Rizzo were amusing, Happ quickly became the obvious choice. For a minute there, before the reality would sink in that they were all having terrible years, the 1-6 lineup of Happ-Bryant-Rizzo-Baez-Schwarber-Contreras looked like the most devastating in the MLB. He was 2nd on the team in RBI, with 29. We should extend that over a 162 game season for context. There are 162 games in a season, and there were 60 games this season, so statistics should be multiplied by 2,7. That is 32 home runs and 76 RBI, and is pretty good for a lead-off hitter. Simply put, Happ met and exceeded all expectations in 2020 and should start 2021 leading off. 

Wilson Contreras (,243): B

Wilson Contreras epitomized the 2020 season at the end of Game 2, when he was hit by a pitch, then called for leaning into it. The at-bat continued to his chagrin, and he chirped at the Marlins pitcher, and he chirped back. After a couple of pitches, he was hit again, without leaning into it. He didn't score, we didn't come back, and the season ended. But the emotion remains. Now, catchers do not need to be offensive weapons. It is merely a plus factor. So when we say that Wilson Contreras had a bad season, we say that with heightened expectations. He did in fact make the All-Star team the last two years and while it was a down season, people say he improved his pitch framing, and again 2020 is such a weird season, and everyone else around him played so poorly, I'm tempted to give him a B+. I do not think the Cubs have a problem at catcher. Because they have an all-star catcher, a good backup catcher, and another one coming up in the minor leagues. Contreras led the league in HBP, which Rizzo usually does. Like having the two slowest pitchers in baseball, having the top two players in this category is what makes this team so great.

Victor Caratini (.241): B

Caratini is still a good backup catcher at .241. I believe he caught the no-hitter by Alec Mills so he gets a boost for that. He did not look as good as he did in 2019. Again, like Contreras above him, you can chalk it up to 2020 weirdness. And also, with the added DH role, Caratini and Contreras would flip on these two positions. Sometimes other players would get slotted in for a 1/2 day off. But basically Caratini got significant playing time in 2020, and while it wasn't that great, he was okay, and it is no small feat to catch a no-hitter either. He does what a catcher is supposed to do and he does it very well. Some people hate on him, because yes, generally, he does not inspire great confidence at the plate, but that is all past perception, he was solid in 2019. He also catches for Yu Darvish. I think you need to keep Victor Caratini for that reason alone.  

Jason Kipnis (.237): B-

The Northbrook native and former World Series foe came back to his hometown to make good and it turned out well enough. Will he be back next season? Frankly I would hope so. In terms of the terrible offense on this team, Kipnis was one of the few players who looked more consistent at times when the rest of the team was dumbstruck by every pitcher, not unlike Contreras. For a while, Kipnis was my second favorite player on the team behind Jeffress. I think he started off the season very hot, and by its end, he was an equivalent player to last season. Really any conversation about Jason Kipnis implicates Nico Hoerner. Hoerner did not show that he should be the everyday starting 2nd baseman. And Kipnis did not get his true career sendoff. He returned to Progressive Field and he hit a home run there and the people in Cleveland cared, but they couldn't come to the game, nor could they at home. There is no indication that Jason Kipnis, like Javy Baez, feeds off the energy of the crowd, but it is certainly the cruel joke of 2020 that players such as him will be denied the send-off they deserve. He'll be 34 at the start of the 2021 season. He is too young to retire and he may be a better option that Daniel Descalso, if Descalso is to return.

Anthony Rizzo (.222): C-

It is always easy to find good pics of Rizzo, but it is hard to pick the best. Here, he is pictured giving hand sanitizer to noted Cubs-killer Orlando Arcia. Rizzo had his worst year since 2013, his first full season as a Cub. If you multiple his home run total by 2.7, it's 29.7, which is just as it should be, as Rizzo averages about 30 home runs per season. So his power was not severely compromised. 24 RBI, however, 65 RBI projected, is his worst by a long-shot (even in 2013 he had 80). His on base percentage was basically a career-worst as well. I would always feel confident with Rizzo at the plate and 2 strikes on him, because he chokes up and just aims to make contact at that point, and usually with surprisingly good results. I did not feel that way this year. I still felt reasonably confident with him at the plate, but less so (still more so than Kris Bryant). I listened to a podcast that discussed whether Rizzo should have a "C" on his uniform, and one on the panel said he doesn't deserve that at all, and it seemed like they were just saying that to be controversial. Rizzo is the captain of this team, and for all intents and purposes, he is the closest thing the team has had to Ernie Banks (one could argue that Sammy Sosa is, in fact, the better comp, but we also must look at their relationship to the organization). I have always said, do not trade Kris Bryant, do not break up Bryzzo, and felt most people agreed with me. After 2020, I am not sure that will still be the case. But you know, chalk it up to 2020 weirdness, because Rizzo has been more consistent than any other player on the team this decade, and can be expected to bounce back in 2021.

Nico Hoerner: (.222): C+

Again, we will say that Nico Hoerner had an unfair rookie season. You can't call this a full rookie season. He would not be in the conversation for Rookie of the Year with this performance. Generally, Jason Kipnis inspired greater confidence than Hoerner. They were platooned (Hoerner against lefties, Kipnis against righties) and I was going to guess the Cubs did much better against lefties than righties, but that's not true, (.196 against righties, .229 against lefties). Hoerner looked much better in 2019 than 2020, and he is still a very young player, so I expect him to make some adjustments and would not downgrade his 2021 outlook.

Kris Bryant (.206): D

During spring training, Kris Bryant said the team was ready to "strap it on" in 2020. People were still concerned that he was going to be traded during Spring Training. He recently became a father. He didn't have a great season. At the end, when they clinched the playoffs, and was asked about his critics, who pointed out that he was having a terrible season (which he acknowledged), he responded, "I, don't, give, a, shit." That felt very empowering at the time but people may now use that against him, and claim that he lacks passion or doesn't really care about making the Hall of Fame. There were rumors that he rejected Cubs offers in the $200 MM range for a long term contract extension (which does not surprise me given his agent). Fans are very polarized about Kris Bryant, torn between loving him and dismissing him as overrated, and those in the latter camp must be increasing, as this off-season will not likely be much different, there will be trade rumors again. We don't need to recite his stats. They were anemic. He played 34 games out of 60 and was compromised by injuries (the haters will point out that he is always compromised by injuries). But we should not forget that Kris Bryant had an all-star 2019 season. There will be controversy, and again, I will scoff at overtures to trade him. But I would not rule out a trade deadline deal, depending on his individual performance, and that of the team, at the next all-star break. Regardless, this is not the same team without Bryzzo.

Javier Baez (.203): D+

Like Anthony Rizzo, Javier Baez returned to his rookie form. At moments, it seemed as if Javy might break out of his slump, stringing together a couple home runs, having a multi-hit game, only to slip back into another slump shortly thereafter. This was a trend across the team. He gets boosted towards a D+ (maybe even deserves a C-) because the rest of his game did not suffer. He continued to run aggressively on the basepaths with generally favorable results, and his defense remained stellar. But something happened to Javy this year, and I think many correctly noted that, he plays to the crowd. When the crowd chants his name, he tends to come up big. Without the crowd, he rarely came up big. Like Wilson Contreras, he was coming off back-to-back all-star seasons. This was a step back for Javy. In the early years of his career, he had a serious problem with striking out. He kept swinging at tons of pitches as he came into his own as a superstar, but he put the ball in play more often than not, and he was one of the most dangerous 2-strike hitters in the game. In 2020, he stopped making contact, and he swung at things way out of the strike zone. So maybe he will need to adjust his approach at the plate during this off-season. But his previous success was not a fluke, and this is also a 2020 thing.

David Bote (.200): C+

Your 2020 Cubs RBI leader is David Bote, who only appeared in 45 games. He had one more than Ian Happ, who played in 57 games at an all-star level. Bote did this while batting .200. The simple explanation is that David Bote is clutch. He is the greatest clutch hitter on the team. He is the guy you should always be bringing in as a pinch hitter. He's a valuable utility player on a team-friendly contract. I am having a hard time acknowledging that any of the players are a problem on this team. I do not know how he led this team in this category. It's very 2020. Still admirable.

Kyle Schwarber (.188): D+

I was going to give Schwarber a D, but he did make some decent plays in left field (he made a a couple bad plays too, but the good outweighed the bad) and he tied Anthony Rizzo with 2nd most home runs, and tied Rizzo and Baez with 3rd most RBI. So he produced and proved himself in the field. Unfortunately I would have to guess that Schwarber's future is more uncertain than the majority of "core" guys on this roster. And that shouldn't be the case, given all he has done for the franchise (undoubtedly brought enormous energy to the 2016 World Series) and the power potential he brings to the plate. He hit 38 home runs last year. Projected out, his 2020 season looks a lot like his 2017 season. And though he wasn't much better in 2018, he did bounce back, and like everyone else in this write-up, I expect him to be better next year. 

OVERALL OUTLOOK FOR 2021

I could write about Albert Almora or Steven Souza Jr. or Cameron Maybin but this post is now nearly unreadable due to its length. I will only add that people see Billy Hamilton as a one-off rental, and I wish they didn't. I wish they kept Billy Hamilton on this team. They need someone like him.  

The Cubs, Cardinals, Reds and Brewers all made the playoffs this year, and each was dispatched in the cruel first round. This is the Cubs biggest problem. There are too many good teams around them that they need to play more than any other teams. But the Cardinals, Reds and Brewers have that same problem. None of these teams are going away. Even when the Brewers looked like a total failure of a team, a 2020 casualty due to the Covid-related departure of Lorenzo Cain and the collapse of Christian Yelich, they somehow made it. The Cardinals missed an absurd number of games due to Covid-postponements, and still they came back to bedevil the Cubs. None of these teams are going anywhere (though the Brewers appear weakest going forward).

Many people will speak about 2021 as a sort of "last dance" for this team, but that is not accurate. There is no Jordan on this team that is on the verge of retirement at the top of his game. Jon Lester is not Michael Jordan, but he will be remembered, along with Kris Bryant and Anthony Rizzo and Javier Baez and Wilson Contreras and Kyle Schwarber and and Kyle Hendricks, for accomplishing the impossible with this franchise. This is a team built on a now-outmoded school of baseball thought that will soon evolve, yet can still be retained for an authentic full season (assuming some fans will be allowed into stadiums). This team won the NL Central Division. If they can fix their offensive issues, there is no reason they cannot compete with the best teams in baseball. We should forgive them for 2020, celebrate Manager David's success, and remember that, in more than a few moments this year, they looked a lot like the 2016 team.